Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Monti is a financial professional with over 10 years of experience in the industry. Adam has worked for a variety of financial institutions including UBS Financial Services Inc., HSBC Securities (USA) Inc., and Broadridge Business Process Outsourcing, LLC. Adam is currently registered with Jefferies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/08/2021 - Present
Jefferies LLC (NEW YORK NY)
NJ
12/10/2018 - 11/22/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/21/2014 - 11/29/2017
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
05/23/2013 - 09/15/2014
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (JERSEY CITY NJ)
NY
08/07/2012 - 05/20/2013
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
BC
Issued 11/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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