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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Baker is a financial advisor with LPL Financial LLC, based in Fort Mill, SC. Adam has been in the financial industry since 2007 and is licensed to provide financial services in North Carolina and South Carolina. Adam holds Series 7, Series 66, Series 4, and Series 24 licenses, as well as SIE and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/25/2014 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/28/2008 - 09/22/2014
TRADEKING (CHARLOTTE NC)
CA
07/30/2012 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
NC
05/10/2007 - 04/02/2008
EDWARD JONES (GASTONIA NC)
BOTH
Issued 05/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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