Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Bach is a financial professional with over 20 years of experience in the industry. Adam is a registered representative with Goldman Sachs & Co. LLC and is licensed to provide investment advice in all 50 states. Adam has a strong background in securities trading and investment management, holding several licenses and designations including Series 3, 4, 7, 9, 10, 24, 55, 57TO, and 63. Adam has worked with clients from all backgrounds, including high-net-worth individuals, corporations, and institutions. Previously, Adam worked at Mercer Allied Company, L.P. and Fenimore Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
11/17/2006 - Present
Goldman Sachs & Co. LLC (COHOES NY)
NY
02/06/2018 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
11/20/2002 - 11/06/2006
FENIMORE SECURITIES, INC. (COBLESKILL NY)
NY
08/09/2001 - 04/29/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/18/1997 - 11/27/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
12/17/1996 - 04/11/1997
MERCER ALLIED COMPANY, L.P. (COHOES NY)
IA
Issued 12/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Adam Bach is the right advisor for you? Invested Better is here to help.
