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Adam Joel Oakley

Mesirow Financial, Inc.

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About Adam Joel Oakley

Adam Oakley is a registered representative with Mesirow Financial, Inc. in Grosse Pointe Farms, Michigan. Adam has been in the industry since 2007 and holds Series 7, 63, and SIE licenses. Adam is also a registered representative in Michigan and Illinois.

Firm Information

Adam Oakley is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Oakley’s Registration & Firm History

MI

05/23/2007 - Present

Mesirow Financial, Inc. (Grosse Pointe Farms MI)

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Licenses & Designations

BC

Issued 07/09/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Adam Joel Oakley.
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