Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Gurien is an investment professional with over 28 years of experience in the financial services industry. Adam has held principal roles at Merrill Lynch, Pierce, Fenner & Smith Inc., WELLS FARGO ADVISORS, LLC, ZACHARY JACKSON SECURITIES, LP, PRUDENTIAL SECURITIES INCORPORATED, SMITH BARNEY INC., and LEHMAN BROTHERS INC. Adam is currently registered as a broker and investment advisor in Florida, New Jersey, and Texas. Adam is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and specializes in providing portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/25/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
NJ
05/11/2001 - 08/22/2011
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NJ
06/27/1997 - 05/08/2001
ZACHARY JACKSON SECURITIES, LP (SPRINGFIELD NJ)
NY
12/09/1994 - 03/24/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 12/20/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
01/04/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/12/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1997
Series 4 - Registered Options Principal Examination
BC
Issued 05/29/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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