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Adam Jeffrey Goldstein

BNP Paribas Securities Corp.

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About Adam Jeffrey Goldstein

Adam Goldstein is a financial advisor with over 15 years of experience in the industry. Adam is currently registered with BNP Paribas Securities Corp. and has a strong track record of providing investment advice to individual clients. Before joining BNP Paribas Securities Corp., Adam was a financial advisor with Sanford C. Bernstein & Co., LLC. Adam is dedicated to understanding his clients' financial goals and providing personalized advice and investment strategies to help them achieve their financial objectives. Adam is committed to providing his clients with the highest level of service and integrity.

Firm Information

Adam Goldstein is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Goldstein’s Registration & Firm History

NY

08/22/2007 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

04/30/2004 - 07/11/2005

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2008

Series 3 - National Commodity Futures Examination

BC

Issued 08/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Adam Jeffrey Goldstein.
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