Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Fuelleman is a financial advisor who has been in the industry since 2008. Adam is currently registered with UBS Financial Services Inc. in Illinois and Texas and holds a Series 63, Series 66, Series 7 and Series 86/87 licenses. Adam is also a Chartered Financial Analyst (CFA). Adam has previously worked for Credit Suisse Securities (USA) LLC and UBS Financial Services Inc. He is a member of the board of directors of the Thomas Ford Memorial Library.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
02/20/2019 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
12/09/2015 - 02/11/2019
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
12/11/2006 - 07/14/2010
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
BC
Issued 12/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/09/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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