Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Smith is a financial professional registered with the state of Texas and FINRA. Adam has been active in the industry since December 2021. Adam is currently employed with PNC Capital Markets LLC and holds the Series 7, Series 63 and SIE licenses. Adam's office is located in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
12/17/2021 - Present
PNC Capital Markets LLC (Houston TX)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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