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Adam Jason Kleinman

MM Ascend Life Investor Services, LLC

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About Adam Jason Kleinman

Adam Kleinman is a financial professional with over 20 years of experience in the industry. Adam currently holds registrations with MM Ascend Life Investor Services, LLC, a firm with a strong reputation in the financial services sector. Prior to this, Adam has worked with a number of other respected firms such as Athene Securities, LLC, Directed Services LLC, Crossroads Capital Distributors, LLC, Jackson National Life Distributors LLC, Sun Life Financial Distributors, Inc. and Planco Financial Services, Inc. Adam is licensed to provide securities related services in the state of Ohio and Florida. Adam holds Series 6, Series 63 and SIE licenses.

Firm Information

Adam Kleinman is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Adam Kleinman’s Registration & Firm History

OH

02/29/2024 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

IA

04/09/2018 - 12/04/2023

ATHENE SECURITIES, LLC (WEST DES MOINES IA)

PA

03/09/2018 - 04/04/2018

DIRECTED SERVICES LLC (WEST CHESTER PA)

CA

02/16/2015 - 12/31/2017

CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)

TN

08/11/2008 - 01/10/2014

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

MA

05/15/2003 - 08/07/2008

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CT

05/18/2000 - 02/04/2003

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 04/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Jason Kleinman.
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