Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Schwartz is a financial professional with over 10 years of experience in the financial services industry. Adam is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7 and Series 66 licenses. Adam's career started at Morgan Stanley, where he gained valuable experience before moving on to Merrill Lynch. Since 2017, Adam has been with AXA Advisors, LLC and E*TRADE SECURITIES LLC. Currently, Adam is a Registered Representative with Fidelity Personal And Workplace Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/04/2022 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
NY
03/01/2019 - 07/01/2020
E*TRADE SECURITIES LLC (New York NY)
NY
04/19/2017 - 02/26/2019
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/01/2013 - 04/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
01/01/2013 - 03/12/2013
MORGAN STANLEY (GARDEN CITY NY)
BOTH
Issued 02/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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