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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Slowik is a financial advisor with UBS Financial Services Inc., located in Mill Valley, California. Adam has been in the financial industry since 1998, and has been registered with UBS since 2009. Adam is a registered representative and investment advisor representative, and holds several securities licenses, including Series 7, Series 31, Series 66, and the SIE exam. Adam is licensed in multiple states across the U.S., including California, Texas, New York, and Washington. Adam specializes in providing financial advice to individuals, businesses, and families. Previously, Adam worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/11/2022 - Present
UBS Financial Services Inc. (Mill Valley CA)
CA
04/02/2007 - 03/10/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
09/11/1998 - 04/02/2007
MORGAN STANLEY DW INC. (SAN FRANCISCO CA)
NY
06/29/1998 - 08/17/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
BOTH
Issued 07/07/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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