Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam James Pace is a financial advisor with over 30 years of experience in the industry. Adam has been registered with Wells Fargo Clearing Services, LLC since 2003. Prior to that, Adam has worked at firms such as AmSouth Investment Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and Securities Management & Research, Inc. Adam specializes in providing financial planning, investment consulting, portfolio management, and pension consulting services to individual and institutional clients. Adam holds Series 6, 7, 63 and 65 licenses as well as the Securities Industry Essentials (SIE) exam. Adam also has a background in music and performs as a part-time musician.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/07/2019 - Present
Wells Fargo Clearing Services, LLC (CLEARWATER FL)
AL
07/28/1994 - 05/30/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MA
05/14/1993 - 08/01/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/14/1993 - 08/01/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
09/24/1992 - 04/16/1993
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
BC
Issued 05/13/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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