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Adam James Maddox

Pruco Securities, LLC

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About Adam James Maddox

Adam Maddox is a financial advisor in Overland Park, Kansas, and has been in the industry since February 2014. Adam is registered with Pruco Securities, LLC and is currently licensed in Kansas and Missouri. Adam has a broad range of experience providing financial advice, particularly to individuals and corporations. Adam's specialties include Retirement Planning, Estate Planning, College Savings, and Insurance. Adam is committed to providing high-quality financial advice to help clients reach their financial goals.

Firm Information

Adam Maddox is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Adam Maddox’s Registration & Firm History

KS

07/31/2019 - Present

Pruco Securities, LLC (Prairie Village KS)

KS

02/27/2014 - 06/28/2018

THRIVENT INVESTMENT MANAGEMENT INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 07/12/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Adam James Maddox. Review regulatory record here.
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