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Adam James Haravon

Walleye Trading LLC

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About Adam James Haravon

Adam Haravon is a securities professional with over 10 years of experience in the financial industry. Adam is currently registered with Walleye Trading LLC, a broker-dealer, and has been employed with the firm since March 2019. Adam has previously held positions at Boerboel Capital LLC and Spot Trading LLC, both of which are also broker-dealers. Adam has a strong background in trading and has held Series 24, Series 57TO, SIE, Series 56, and Series 44 licenses. Adam is based out of Wilson, Wyoming.

Firm Information

Adam Haravon is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Haravon’s Registration & Firm History

WY

03/22/2019 - Present

Walleye Trading LLC (Wilson WY)

IL

02/01/2017 - 02/19/2019

BOERBOEL CAPITAL LLC (CHICAGO IL)

IL

12/09/2010 - 10/29/2015

SPOT TRADING L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/19/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2013

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 06/15/2010

Series 44 - PCX Market Maker Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Adam James Haravon.
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