Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Fraser has been a financial professional since 2008. Adam holds FINRA Series 7, 63, and 99TO licenses and is registered with Bbva Securities Inc. Adam has previous experience with Barclays Capital Inc., Macquarie Capital (USA) Inc., and BNP Paribas Securities Corp. Adam's current registration is with Bbva Securities Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/21/2022 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
07/10/2017 - 11/03/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/06/2014 - 08/05/2016
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
02/12/2008 - 04/24/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 04/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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