Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Spies is a financial professional with over 14 years of experience in the industry. Adam is currently registered with Newmark Securities, LLC and is based in New York, NY. Adam holds Series 7, 63, SIE and Series 79TO licenses. Adam has previously worked with Cushman & Wakefield Securities, Inc. and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2023 - Present
Newmark Securities, LLC (NEW YORK NY)
NY
11/30/2016 - 02/23/2023
CUSHMAN & WAKEFIELD SECURITIES, INC. (NEW YORK NY)
NY
07/01/2009 - 10/13/2016
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
03/31/2009 - 07/01/2009
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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