linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Adam J Buchanan

B. C. Ziegler AND Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Adam? Claim Your Profile

About Adam J Buchanan

Adam Buchanan is a financial professional with over 17 years of experience in the financial services industry. Adam has a strong background in investment banking and municipal securities, having worked with B. C. Ziegler And Co. since 2005. Adam is a Series 7, 24, 52, 53, 63, and 79TO licensed professional. Adam is registered with the state of California, Illinois, Massachusetts, New York, Pennsylvania and Tennessee. Adam has worked with Stone & Youngberg LLC in the past.

Firm Information

Adam Buchanan is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Adam Buchanan’s Registration & Firm History

IL

11/29/2005 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

CA

07/13/2005 - 10/28/2005

STONE & YOUNGBERG LLC (SAN FRANCISCO CA)

Not sure if Adam J Buchanan is right for you?

Licenses & Designations

BC

Issued 07/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2023

Series 24 - General Securities Principal Examination

BC

Issued 03/12/2021

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/11/2005

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam J Buchanan.
Not sure if Adam J Buchanan is right for you?