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Adam Israel Ferencz

Seaport Global Securities LLC

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About Adam Israel Ferencz

Adam Ferencz is a financial professional with over 20 years of experience in the industry. Adam is currently registered with Seaport Global Securities LLC. Adam holds a Series 7, Series 52TO, Series 53, and SIE licenses. Adam is also registered as a securities agent in 52 states and territories. Before joining Seaport Global Securities LLC, Adam was with Canaccord Genuity Inc., Canaccord Genuity Securities LLC, H.C. Wainwright & Co., Inc., Joseph Stevens & Company, Inc., Maxim Group LLC, Investec Ernst & Company, J.B. Oxford & Company, and TD Waterhouse Investor Services, Inc.

Firm Information

Adam Ferencz is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Ferencz’s Registration & Firm History

NY

11/06/2017 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

06/19/2012 - 11/16/2017

CANACCORD GENUITY INC. (NEW YORK NY)

NY

09/14/2010 - 09/26/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

03/26/2012 - 03/29/2012

CANACCORD GENUITY INC. (NEW YORK NY)

NY

05/16/2006 - 09/20/2010

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

NY

11/28/2005 - 06/21/2006

JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)

NY

10/23/2002 - 11/10/2005

MAXIM GROUP LLC (NEW YORK NY)

NY

08/05/2002 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

CA

10/25/2001 - 07/26/2002

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

NE

02/01/2001 - 10/22/2001

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 02/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Israel Ferencz.
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