Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Kim is a financial professional with over 23 years of experience in the industry. He is a registered representative of Cambridge Investment Research Advisors, Inc. in California and Texas. Adam has a wide range of experience and is well-equipped to provide financial planning, portfolio management, and other financial services. His previous employers include Equitable Advisors, LLC and Cambridge Investment Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
05/19/2023 - Present
Cambridge Investment Research Advisors, Inc. (Fresno CA)
CA
07/31/2018 - 06/05/2023
EQUITABLE ADVISORS, LLC (FRESNO CA)
CA
11/12/2013 - 08/13/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (FRESNO CA)
CA
06/18/2010 - 11/14/2013
SECURITIES AMERICA, INC. (SAN JOSE CA)
CA
04/14/2009 - 03/24/2010
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
IL
11/01/2005 - 03/22/2007
CLAYMORE SECURITIES, INC. (CHICAGO IL)
MA
12/13/2001 - 08/03/2005
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
NJ
06/02/2001 - 11/15/2001
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
CO
07/30/1997 - 06/19/2000
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
04/07/1997 - 06/26/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/07/1997 - 06/26/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Kim is the right advisor for you? Invested Better is here to help.
