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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Delaughter is a financial advisor at Raymond James Financial Services Advisors, Inc. Adam has been in the industry since 1999 and holds the Series 4, 7, 24, 63, and 65 licenses. He is registered to provide investment advice in Arizona, Arkansas, Colorado, Florida, Georgia, Illinois, Iowa, Maryland, Minnesota, Nebraska, Ohio, South Dakota, and Texas. Adam has worked for several firms including Ameritrade, First National Capital Markets, and H.D. Vest Investment Services before joining Raymond James in 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
11/30/2020 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
NE
06/08/2012 - 06/18/2015
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
12/14/2005 - 06/11/2012
H.D. VEST INVESTMENT SERVICES (OMAHA NE)
NE
01/02/2002 - 10/21/2005
AMERITRADE, INC. (OMAHA NE)
NJ
09/06/2002 - 10/24/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
03/12/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
IA
Issued 4/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/18/2004
Series 4 - Registered Options Principal Examination
BC
Issued 3/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/8/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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