linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Adam Herbert Ermanis

Foreside Fund Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Adam? Claim Your Profile

About Adam Herbert Ermanis

Adam Ermanis is a registered representative with Foreside Fund Services, LLC. Adam has been in the financial services industry since 2006 and is licensed to conduct business in all 50 states. Adam has passed the Series 63, Series 66, Series 7 and the Securities Industry Essentials Exam. Adam's most recent previous position was with Quasar Distributors, LLC where Adam served as a representative from December 2022 to April 2023. Adam has also held previous positions with Compass Distributors, LLC and M.J. Whitman LLC. Adam currently has an active registration with FINRA, as well as state registrations with all 50 states.

Firm Information

Adam Ermanis is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Adam Ermanis’s Registration & Firm History

NY

12/14/2023 - Present

Foreside Fund Services, LLC (Garden City NY)

ME

12/19/2022 - 04/24/2023

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/02/2020 - 12/31/2022

COMPASS DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/12/2012 - 12/31/2019

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CA

11/11/2011 - 12/08/2011

FORESIDE FUND SERVICES, LLC (LOS ANGELES CA)

NY

01/02/2003 - 05/18/2009

M.J. WHITMAN LLC (SARATOGA SPRINGS NY)

Not sure if Adam Herbert Ermanis is right for you?

Licenses & Designations

BC

Issued 05/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/04/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Herbert Ermanis.
Not sure if Adam Herbert Ermanis is right for you?