Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Harbaugh is a financial professional with a background in Investment Banking. Adam joined Santander US Capital Markets LLC in February 2024. Prior to joining Santander, Adam was with Moelis & Company LLC from July 2019 to December 2023. Adam has passed Series 7, 63, 79, and SIE exams. Adam is registered with the state of California and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/08/2024 - Present
Santander US Capital Markets LLC (Los Angeles CA)
CA
07/20/2019 - 12/18/2023
MOELIS & COMPANY LLC (LOS ANGELES CA)
BC
Issued 04/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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