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Adam Gregory Schmidt

Foundations Investment Advisors LLC

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About Adam Gregory Schmidt

Adam Schmidt is a registered investment advisor representative with Foundations Investment Advisors LLC and has been in the industry since July 2014. Adam has a Series 63 and Series 66 licenses, and a Series 7 and SIE. Adam has prior experience working with UBS Financial Services Inc. and Fidelity Brokerage Services LLC. Adam specializes in financial planning, portfolio management for individuals, and educational seminars. Adam also works as a ski patroller at Perfect North Slopes in Lawrenceburg, Indiana.

Firm Information

Adam Schmidt is currently registered with Foundations Investment Advisors LLC. Foundations Investment Advisors LLC is an investment advisory firm located in Phoenix, AZ. With over $6.7 billion in regulatory assets under management, the firm provides financial planning, educational seminars, and portfolio management services to individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and has a team of 187 licensed agents and investment advisor representatives.
Foundations Investment Advisors LLC

4050 E. COTTON CENTER BLVD.

PHOENIX, AZ 85040

$6.71B

Assets Under Management

Not reported

Total Clients

203

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adam Schmidt’s Registration & Firm History

KY

08/30/2023 - Present

Foundations Investment Advisors LLC (Thomas KY)

OH

09/18/2018 - 04/28/2023

UBS FINANCIAL SERVICES INC. (CINCINNATI OH)

KY

07/18/2014 - 06/27/2017

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 12/11/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Adam Gregory Schmidt.
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