Unclaimed
Adam Peterson is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Adam has been in the financial services industry since 2012. Adam is a Series 6, Series 63 and SIE licensed advisor registered with FINRA and has been active with The Leaders Group, Inc. since September 2013. He is also registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/13/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
06/11/2002 - 03/19/2003
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 10/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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