Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Gregory mark Hartrum is a financial advisor registered in 22 states. Adam has been a registered representative for 18 years. Adam has a Series 7, Series 63, and Series 65 license. Currently, Adam is registered with LPL Financial LLC. Previously, Adam was registered with Securities America, Inc., AssetMark Brokerage, LLC, Capital Brokerage Corporation, Quasar Distributors, LLC, Wachovia Securities, Inc., GSG Securities, Inc., and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/17/2019 - Present
LPL Financial LLC (TORRANCE CA)
CA
09/19/2016 - 06/17/2019
SECURITIES AMERICA, INC. (TORRANCE CA)
CA
08/15/2014 - 10/13/2016
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
12/04/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
12/04/2012 - 11/18/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
ME
04/14/2010 - 04/27/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MO
09/20/1999 - 03/10/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
FL
01/04/1999 - 09/08/1999
GSG SECURITIES, INC. (BOCA RATON FL)
CO
11/03/1998 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 07/02/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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