Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Hendricks is an active investment advisor representative. Adam has been in the financial industry for over 16 years and is registered with the Securities and Exchange Commission (SEC) and FINRA. Adam is a registered principal in Ohio. Adam is also a licensed investment advisor representative in several states. Adam Hendricks is currently employed by Morgan Stanley, and has been employed by Morgan Stanley since 12/2011. Adam Hendricks has been registered as an investment advisor representative with Morgan Stanley since 12/2011. Adam Hendricks is also registered as an investment advisor representative with KEY INVESTMENT SERVICES LLC, which is a branch office of Morgan Stanley. Adam Hendricks previously worked as a registered investment advisor representative with WAMU INVESTMENTS, INC., which is a branch office of Morgan Stanley. Adam Hendricks is also registered as an investment advisor representative with Morgan Stanley, which is a branch office of Morgan Stanley. Adam Hendricks has also been registered as an investment advisor representative with Morgan Stanley, which is a branch office of Morgan Stanley. Adam Hendricks has a wide range of experience in the financial industry, and is a highly respected and sought-after advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/16/2012 - Present
Morgan Stanley (Beavercreek OH)
UT
09/12/2008 - 11/14/2011
KEY INVESTMENT SERVICES LLC (SALT LAKE CITY UT)
UT
10/14/2005 - 08/29/2008
WAMU INVESTMENTS, INC. (BOUNTIFUL UT)
BOTH
Issued 04/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/08/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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