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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Whitman is a securities professional with over 25 years of experience in the financial services industry. Adam is currently registered with RBC Capital Markets, LLC and has been with the firm since 2008. Previously, Adam was employed with RBC Capital Markets Corporation, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Needham & Company, Inc. and Gerard Klauer Mattison & Co., Inc. Adam Whitman holds FINRA Series 7, 55, 57TO and SIE licenses, along with a Series 63 license. Adam is registered with the state of Massachusetts and 52 other jurisdictions. Adam Whitman specializes in providing portfolio management for businesses, individuals, and pooled investment vehicles. Adam Whitman also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
02/29/2008 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
05/13/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (BOSTON MA)
NC
07/01/2003 - 04/08/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/27/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/02/1998 - 10/12/2000
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NY
08/20/1996 - 03/10/1998
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
NY
10/26/1995 - 08/01/1996
UNTERBERG HARRIS, L.P. (NEW YORK NY)
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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