Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Gies is a financial advisor at Fidelity Brokerage Services LLC. Adam has been in the securities industry since 2011. Adam is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Adam holds the Series 7, Series 63, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
08/14/2024 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
08/13/2007 - 03/03/2021
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 08/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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