Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Mastromarino is a financial advisor with Wells Fargo Clearing Services, LLC. Adam is licensed to provide investment advice in California, Colorado, Connecticut, Delaware, Florida, Kentucky, Maryland, New York, Oregon, Pennsylvania, Tennessee, Texas, Virginia, Washington and Wisconsin. Adam is a registered representative with FINRA. Adam is also registered with the states of Delaware, Florida, and Texas as an investment adviser representative. Adam's professional experience began in March 2014 at Wells Fargo Advisors, LLC. Adam joined Wells Fargo Clearing Services, LLC in February 2017. Adam has been a registered representative with the Securities Industry and Financial Markets Association (FINRA) since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/24/2018 - Present
Wells Fargo Clearing Services, LLC (SARASOTA FL)
FL
05/02/2014 - 10/26/2015
WELLS FARGO ADVISORS, LLC (SARASOTA FL)
BOTH
Issued 08/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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