Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Higgins is a financial advisor with over 9 years of experience in the industry. Adam is currently registered with Stifel, Nicolaus & Company, Inc. in BLUE ASH, OH. Adam has been with Stifel, Nicolaus & Company, Inc. since 2019. Previously, Adam was employed with FIDELITY BROKERAGE SERVICES LLC in COVINGTON, KY. Adam holds Series 63, 65, 7, 9, 10, and SIE licenses. Adam is also registered in 46 states and the District of Columbia. Adam specializes in a variety of financial services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles. Adam is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/10/2020 - Present
Stifel, Nicolaus & Company, Inc. (BLUE ASH OH)
KY
08/07/2015 - 10/01/2019
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
IA
Issued 09/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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