Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Gaudreau is a financial advisor with J.P. Morgan Securities LLC. Adam has over 13 years of experience in the financial services industry. Adam is registered with FINRA as a General Securities Representative. Adam is also licensed to sell securities in multiple states. Prior to joining J.P. Morgan Securities LLC, Adam worked for Foreside Fund Services, LLC, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., and Wachovia Securities, LLC. Adam's areas of expertise include retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/21/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
ME
01/02/2015 - 04/22/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
FL
04/07/2009 - 11/12/2013
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/28/2012 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (ST. PETERSBURG FL)
FL
01/14/2008 - 08/05/2008
WACHOVIA SECURITIES, LLC (RIVERVIEW FL)
BC
Issued 01/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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