Unclaimed
Adam Judd is a financial professional with over 10 years of experience in the industry. Adam is currently registered with Liontree Advisors LLC and holds the Series 63, Series 79, and SIE licenses. Prior to joining Liontree, Adam worked at Nomura Securities International, Inc., where he was registered with both FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/26/2012 - Present
Liontree Advisors LLC (San Francisco CA)
NY
07/25/2011 - 10/05/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Judd is the right advisor for you? Invested Better is here to help.