Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Lipski is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Adam has been in the securities industry since August 6, 2010. Adam is licensed to provide securities related advice in 35 states. Adam is also registered with the states of New Jersey, New York and Texas as an investment advisor representative. Adam has Series 63, 66 and 7 licenses. Adam is a member of the Iona College Alumni Association Board of Directors and is also a nominee for Man of the Year through the Leukemia & Lymphoma Society. Adam is a specialist in mutual funds, variable life and variable annuities, retirement planning, fixed income, and equity securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/07/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/31/2011 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
06/30/2010 - 12/23/2010
MAXIM GROUP LLC (WOODBURY NY)
BOTH
Issued 05/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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