Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam G. Lewis is a financial advisor with over 23 years of experience in the industry. Adam has been registered with LPL Financial LLC since October 2023. Previously, Adam has held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Charles Schwab & Co., Inc.. Adam specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/30/2023 - Present
LPL Financial LLC (BRADENTON FL)
CA
08/17/2017 - 10/25/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLEASANTON CA)
CA
08/17/2009 - 09/14/2016
CHARLES SCHWAB & CO., INC. (SAN RAMON CA)
NY
01/31/2000 - 09/18/2008
MBSC SECURITIES CORPORATION (NEW YORK NY)
NA
04/28/1993 - 10/24/1994
KENSINGTON WELLS INCORPORATED
NA
06/21/1994 - 09/20/1994
A. T. BROD & CO. INC.
NA
06/29/1993 - 10/29/1993
GKN SECURITIES CORP.
BOTH
Issued 07/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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