Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Friedman is a financial advisor with Pershing LLC and BNY Mellon Capital Markets, LLC. Adam has been in the industry since 1993 and has a wide range of experience in the financial services industry. Adam has held positions at various firms, including INCAPITAL LLC, INCAPITAL INSURANCE SERVICES, LLC, BMO Capital Markets Corp., Scotia Capital (USA) Inc., Bear, Stearns & Co. Inc., Chase Securities Inc., and Lehman Brothers Inc. Adam is registered to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/17/2013 - Present
Pershing LLC (Fort Lauderdale FL)
FL
10/31/2011 - 04/01/2013
INCAPITAL INSURANCE SERVICES, LLC (BOCA RATON FL)
FL
07/26/2007 - 04/01/2013
INCAPITAL LLC (BOCA RATON FL)
NY
07/09/2004 - 06/25/2007
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
03/28/2001 - 12/31/2003
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
03/09/2001 - 04/05/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/10/1996 - 03/16/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
01/05/1993 - 09/23/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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