Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Farber is a financial advisor at J.P. Morgan Securities LLC. Adam has been in the financial industry since 2002 and is registered in California and Texas. Adam has a Series 6, 7, 63, and 65 license and is also a Certified Financial Planner. Adam works with a wide range of clients, including individuals, families, businesses, and institutions. Adam's primary focus is on providing financial planning, investment management, and retirement planning services. Adam is committed to providing his clients with personalized service and helping them achieve their financial goals. Previous to working at J.P. Morgan Securities LLC Adam worked at Chase Investment Services Corp, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/04/2020 - Present
J.p. Morgan Securities LLC (ARROYO GRANDE CA)
CA
04/14/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ARROYO GRANDE CA)
CA
10/14/2002 - 09/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN LUIS OBISPO CA)
NJ
08/29/2001 - 10/23/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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