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Adam Engelhardt

Cantor Fitzgerald & Co.

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About Adam Engelhardt

Adam Engelhardt is a financial advisor with Cantor Fitzgerald & Co. Adam has been in the financial services industry since 1997. Adam has experience with a number of firms, including Griffin Capital Securities, LLC, John Hancock Investment Management Distributors LLC, NYLIFE Distributors LLC, Transamerica Capital, Inc., AllianceBernstein Investments, Inc., and Oppenheimer & Co., Inc. Adam has a Series 7, Series 63, and SIE license and is registered with the state of New York.

Firm Information

Adam Engelhardt is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Engelhardt’s Registration & Firm History

NY

08/28/2023 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

CA

05/03/2021 - 09/15/2023

GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)

MA

09/17/2020 - 04/30/2021

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)

NY

08/12/2014 - 02/05/2020

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

CO

04/29/2013 - 06/12/2014

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NY

05/06/1997 - 01/08/2013

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NY

09/06/1996 - 04/15/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Adam Engelhardt. Review regulatory record here.
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