Unclaimed
Adam Edward Gordon is a financial professional with over 25 years of experience in the industry. Adam currently works at T3 Trading Group, LLC in New York, NY. Prior to that, Adam has held positions at several firms including The Benchmark Company, LLC, WTS Proprietary Trading Group LLC, G-2 Trading,LLC, Gunnallen Financial, Inc and NDB Capital Markets, LP. Adam holds licenses for Series 63, Series 24, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2014 - Present
T3 Trading Group, LLC (New York NY)
NY
08/07/2002 - 12/20/2016
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
01/28/2014 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
05/07/2010 - 02/20/2014
G-2 TRADING,LLC (NEW YORK NY)
FL
06/18/2002 - 08/28/2002
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
06/20/1996 - 06/27/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BC
Issued 08/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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