Unclaimed
Adam Dyer is a registered representative with Finalis Securities LLC, located in New York, New York. Adam has been in the industry since June 2022. Previously, Adam worked with Prager & Co., LLC, in New York. Adam holds the Series 63, SIE, and Series 79TO securities licenses. He is registered in California, Idaho, New Mexico, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/27/2023 - Present
Finalis Securities LLC (New York NY)
NY
06/02/2022 - 01/10/2023
PRAGER & CO., LLC (NEW YORK NY)
BC
Issued 02/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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