Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Lorraine is a financial advisor who has been in the industry since 1994. Adam currently works at Aegis Capital Corp, a firm with approximately 1.3 Billion dollars in assets under management. Adam is registered with the states of California, Colorado, Florida, New York, Puerto Rico, and Wisconsin. Adam is also registered with FINRA. Adam is experienced in providing financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
07/27/2021 - Present
Aegis Capital Corp. (Lighthouse Point FL)
NY
01/05/2011 - 10/09/2013
REVERE SECURITIES CORP. (NEW YORK NY)
NY
07/13/2010 - 11/17/2010
QUAD CAPITAL, LLC (NEW YORK NY)
FL
08/23/2007 - 07/08/2010
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
08/14/2003 - 08/23/2007
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
CA
06/18/2003 - 09/02/2003
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
FL
07/10/2000 - 06/17/2003
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
01/14/1999 - 07/07/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
03/30/1995 - 12/09/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
FL
03/02/1995 - 03/02/1995
PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)
FL
06/16/1994 - 12/23/1994
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
CO
12/10/1993 - 06/03/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 12/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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