Unclaimed
Adam Handwerker is a financial professional with over 13 years of experience in the industry. Adam is currently registered with Lazard Freres & Co. LLC and holds a Series 7, 24, 63, 79TO and SIE. Adam has been with Lazard Freres & Co. LLC since January 2021. Prior to that, Adam worked at Hodes Weill Securities, LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2021 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
05/12/2010 - 06/02/2020
HODES WEILL SECURITIES, LLC (NEW YORK NY)
NY
09/12/2007 - 08/14/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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