Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Roupas is a registered representative with Guggenheim Securities, LLC and holds Series 79TO, SIE and Series 63 licenses. Adam has been in the industry for less than a year, having joined Guggenheim Securities, LLC on August 14, 2023. Adam is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/14/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 08/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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