Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Davidson Griffin is a registered representative with Northwestern Mutual Investment Services, LLC, in Annapolis, MD. Adam is a highly experienced financial professional with over 14 years in the industry. Adam holds Series 6, 7, 63, and 65 licenses, as well as the SIE. Adam is registered in 24 states to provide financial advice. Adam is affiliated with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
03/09/2009 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
IA
Issued 05/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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