Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam David Smith is a licensed securities professional with over 9 years of experience in the industry. Currently, Adam is a registered representative with Campbell Lutyens & Co. Inc. and is based out of their New York office. Adam previously held roles at Barclays Capital Inc. and Credit Suisse Securities (USA) LLC. Adam has a strong educational background with licenses including Series 63, SIE, and Series 79. Adam holds registrations in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/18/2023 - Present
Campbell Lutyens & Co. Inc. (NEW YORK NY)
NY
09/14/2021 - 09/28/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/12/2014 - 10/08/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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