Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Rosenstein is a financial professional with experience in the securities industry. Adam has a Series 7, Series 63, and Series 79TO license and is registered in all 50 states. Adam is currently employed by TD Securities (usa) LLC. Adam previously worked at RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/11/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
09/12/2022 - 10/04/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 12/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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