Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Kaplan is a financial advisor with Osaic Wealth, Inc. in Scottsdale, Arizona. Adam has been in the financial services industry since 1994. Adam is a registered investment advisor and is licensed to provide financial advice in Arizona, California, Colorado, New York, Oregon, South Dakota, and Virginia. Adam holds Series 6, 7, 63 and 65 securities licenses. In addition to his work at Osaic Wealth, Inc. Adam is also an insurance agent with JK Wealth Management. Adam works with a variety of clients, including individuals, high-net-worth individuals, families, trusts, businesses, pension plans, and charitable organizations. Adam's approach to financial planning is tailored to each client's individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/03/2021 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
11/27/2018 - 06/04/2021
VOYA FINANCIAL ADVISORS, INC. (Scottsdale AZ)
AZ
03/25/2017 - 11/29/2018
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
09/29/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
09/29/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MESA AZ)
NY
06/28/1994 - 10/05/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/28/1994 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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