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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Kamm is a financial advisor with over 25 years of experience in the industry. Adam is currently registered with UBS Financial Services Inc. in New Jersey and is a Registered Representative (RA) for the firm. Adam has held previous roles with UBS SERVICES USA LLC and NORI, HENNION, WALSH, INC. and has extensive experience in various financial markets. Adam holds multiple FINRA licenses, including Series 3, 4, 7, 9, 10, 52, 55, 57TO, and 66. He is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/30/2008 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
10/12/2007 - 03/04/2008
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
06/08/1998 - 10/25/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
03/18/1998 - 05/11/1998
NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)
BOTH
Issued 04/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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