Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Howley has been a financial professional since January 1, 2005. Adam is registered with both National Financial Services LLC and Fidelity Brokerage Services LLC. Adam is currently located at 245 Summer Street, BOSTON, MA. Adam's primary business focus is in the Broker-Dealer industry, providing financial advice to clients across multiple states. Adam is also a registered principal, and has extensive experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/17/2015 - Present
National Financial Services LLC (BOSTON MA)
BOTH
Issued 05/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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