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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Holdaway is a financial advisor with Morgan Stanley. Adam has been in the industry since October 12, 2008, and has a broad range of experience serving a variety of clients. Adam has a deep understanding of the financial markets and is committed to providing personalized advice and strategies to help clients achieve their financial goals. Adam is registered with the Financial Industry Regulatory Authority (FINRA) and holds several professional licenses, including the Series 7, 9, 10, 24, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
01/24/2023 - Present
Morgan Stanley (Sandy UT)
UT
10/13/2008 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 10/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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