Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam David Harris is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Adam has been in the financial services industry since 2011. Adam is registered with the following securities authorities: Florida, Arizona, California, Colorado, Connecticut, Georgia, Kentucky, North Carolina, Ohio, Pennsylvania, and Washington. Adam holds Series 6, 7, 63, and 65 securities licenses. Adam is a bookkeeper/manager for Steen and Harris Orthodontics in Deland, Florida. Adam also owns and operates two legal entities, Bird's Nest Enterprise LLC and WDE Holdings, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
02/20/2015 - Present
Northwestern Mutual Investment Services, LLC (ORLANDO FL)
IA
Issued 02/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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